AML/CTF Policies and Procedures 

Effective AML/CTF policies and procedures empower staff to implement compliance essentials smoothly, integrating them into day-to-day operations.

While many processes and procedures are outlined within the AML/CTF program itself, it’s important that they are documented separately, providing clear guidance that staff can easily follow. Accessible, well-documented policies and procedures ensure that staff follow the right steps, building a stronger foundation for compliance.

Our gambling and gaming compliance advisory can provide assistance on policies and procedures within the wagering industry, including gaming venues. These often include:

• Transaction monitoring and reporting

• Payout procedures and threshold reporting

• Customer Due Diligence (CDD)

• Enhanced Customer Due Diligence (ECDD)

• Customer identification and verification, and re-verification

• Customer re-verification

• Politically Exposed Persons (PEP) and sanction screening

• Handling higher- risk customers

• Employee Due Diligence

• Staff induction and training

• Compliance reporting

Senet Compliance Vault - our ongoing compliance support 

When you work with us, you don’t just receive years of experience, you get exclusive access to the Senet Compliance Vault– an essential online resource packed with best-practice tools, templates, checklists, training packs, and our annual ‘Let’s Talk AML’ series designed to keep staff engaged and up to date. The Compliance Vault has been intentionally curated to simplify your day-to-day AML/CTF compliance.